Written by Dr Karen Brewer, Secretary-General of the Commonwealth Magistrates’ and Judges’ Association (CMJA) and one of the key architects of the Commonwealth Latimer House Principles.
This article was first published in The Parliamentarian (2023 Issue Four).
Background
In 1991, the Commonwealth Heads of Government Meeting (CHOGM) adopted the Harare Commonwealth Declaration, building on the ‘Declaration on the Commonwealth Principles’ endorsed by Heads in Singapore in 1971. These Principles included the following pledge to work “with renewed vigour” on the following:
- the protection and promotion of the fundamental political values of the Commonwealth;
- democracy, democratic processes and institutions which reflect national circumstances, the rule of law and the independence of the judiciary, just and honest government;
- fundamental human rights, including equal rights and opportunities for all citizens regardless of race, colour, creed or political belief;
- equality for women, so that they may exercise their full and equal rights.
In 1996, Commonwealth Law Ministers recognised the importance of the role played by an independent and impartial judiciary in a ‘healthy democracy’ as did Heads of Government from 18 Commonwealth African countries who met to evaluate the state of democracy in Africa in 1997.
It was against this background that in 1998, a group of eminent members of four Commonwealth Associations (the Commonwealth Lawyers Association (CLA), Commonwealth Legal Education Association (CLEA), the Commonwealth Magistrates’ and Judges’ Association (CMJA) and the Commonwealth Parliamentary Association (CPA)), “the four sponsoring organisations”, met at Latimer House in Buckinghamshire, UK to promote a dialogue and draft guidelines on good governance and best practice in the enhancement of good relations between the Executive, Parliament and the Judiciary which resulted in the drafting of the Commonwealth (Latimer House) Guidelines on Parliamentary Supremacy and Judicial Independence (“The Guidelines”) in 1998. The Guidelines were the result of a consensus at the Colloquium, but received wide acceptance from all stakeholders including governments, judicial officers, lawyers, Parliamentarians and non-governmental organisations from around the Commonwealth.
This was the start of what we describe as the Latimer House process, which points to the determination of the four sponsoring organisations to have a roadmap for good governance in the Commonwealth. It was recognised that Commonwealth governments’ endorsement was essential to the effective implementation of the Guidelines although the four sponsorship organisations also needed to act independently and hold the Executive to account for any breaches of the Guidelines.
The Commonwealth (Latimer House) Principles on the Accountability and Relationship between the Three Branches of Government (“The Principles”), were distilled from the Guidelines in 2003 by a Working Group composed of Law Ministers and representatives of the four above organisations, and were endorsed by Commonwealth Law Ministers and subsequently by Commonwealth Heads of Government in Abuja, Nigeria in 2003. Article 1 provides that each institution is “the guarantor in their respective spheres of the rule of law, the promotion and protection of human rights and the entrenchment of good governance based on the highest standards of honesty, probity and accountability”.[i]
In more direct terms, the Guidelines emphasised that “Each institution must exercise responsibility and restraint in the exercise of power within its own constitutional sphere so as not to encroach on the legitimate discharge of constitutional functions by the other institutions”. [ii]
In 2005, the CHOGM recognised the Principles as “an integral part of the Commonwealth fundamental political values as set out in the Harare Declaration”.
Earlier that year the Commonwealth Secretariat with the four sponsoring organisations had organised a Pan African Forum in Nairobi, Kenya. A Plan of Action for Africa on the Implementation of the Principles (“Nairobi Plan of Action”) was agreed by all as the way to implement the Principles in Africa and was endorsed by the Commonwealth Law Ministers Meeting. A colloquium of Ministers, Parliamentarians, judges, lawyers and legal academics held in the wings of the Commonwealth Law Ministers Meeting in Edinburgh in 2008, produced the ‘Edinburgh Plan of Action on the Development and Implementation of the Principles.’ (“Edinburgh Plan of Action”) which further enlarged the plan to rollout the Principles across the Commonwealth. Although the Edinburgh Plan of Action was never endorsed by Law Ministers, it still forms part of the Latimer House process and has been used by the four sponsoring organisations.
The Commonwealth Charter, which was signed by Her Late Majesty Queen Elizabeth II, then Head of the Commonwealth, in March 2013, specifically acknowledges the importance of the relationship between the organs of state. Article VI states: “We recognise the importance of maintaining the integrity of the roles of the Legislature, Executive and Judiciary. These are the guarantors in their respective spheres of the rule of law, the promotion and protection of fundamental human rights and adherence to good governance.”
Why do we need the Commonwealth Latimer House Principles?
Events in the Commonwealth since the adoption of the Guidelines twenty-five years ago and the Principles twenty years ago have continued to underline the need to enhance an effective means of implementing the Principles. Their violation has resulted in political and governance challenges in many Commonwealth countries and diminished the confidence of citizens in the state institutions. According to the World Justice Index published in October 2023: “More than 6 billion people live in a country where the rule of law weakened between 2022 and 2023.”[iii] Democracy and the respect for the separation of powers has seen a sharp decline in recent years so there continues to be a need for the effective implementation of the Principles.
Whilst Constitutions provide a structure for the relationship between the three branches of government, including limitations on their powers, it is crucial to ensure that their citizens are protected from the misuse and abuse of power.
The Guidelines called for a monitoring process of compliance, this never materialised, and the Principles also failed to include any such process. Whilst the Commonwealth Ministerial Action Group (CMAG) was set up in 1995 to deal with breaches of the Commonwealth fundamental values, it has been less effective in dealing with ‘serious or persistent violations of Commonwealth fundamental political values that do not involve an unconstitutional overthrow of a democratically elected government’, which was CMAG’s expanded remit agreed in 2011. In 2012, a proposal by the Eminent Persons Group that the Commonwealth should appoint a Commissioner for Democracy, the Rule of Law and Human Rights was rejected.
The Latimer House Working Group consisting of representatives of the four sponsoring organisations and representatives of the Commonwealth Secretariat’s Rule of law Section meets regularly to consider evidence of breaches of the fundamental values in Commonwealth jurisdictions. The failure of some Member States to implement the Principles that they endorsed in 2003 continues to cause long term damage to good governance in their jurisdictions and to the standing of the Commonwealth, both internationally and within Member states.
The Principles have been much cited in Commonwealth case law, but to date only one jurisdiction in the Commonwealth has progressed any express implementation of them. In 2008, the Australian Capital Territory Legislature instigated an enquiry into their implementation throughout its jurisdiction. The Latimer House Working Group were consulted and the subsequent report[iv] recommended action to improve good governance in the Territory in line with the Principles. The procedure used by the ACT Legislature is clearly a model that can be adopted for implementation across the Commonwealth.
In 2015, the Commonwealth Secretariat commissioned the CLA, CMJA, CLEA and CPA as members of the Latimer House Working Group to develop a Toolkit to enhance the Dialogue between the three branches of power with a view to strengthening the respect mentioned in the Guidelines and Principles, between the three branches of power. It is hoped that the Toolkit will help Member States to implement the Principles and increase awareness of their provisions. This was launched by the Commonwealth Secretary-General in 2017 and was recently rolled out for the first time to judges and magistrates in Lesotho in July 2023.
Judicial Independence and Accountability under the Latimer House Process
An independent Judiciary “is the right of every citizen in the Commonwealth”.[v] As such, the quality of a country's Judiciary is paramount not only to the fundamental wellbeing of the people but also to the stability of society and economic development. In 2013, the United Nations Human Rights Council passed a resolution calling on: “all States to guarantee the independence of judges and lawyers and the objectivity and impartiality of prosecutors, as well as their ability to perform their functions accordingly, including by taking effective legislative, law enforcement and other appropriate measures that will enable them to carry out their professional functions without interference, harassment, threats or intimidation of any kind…”[vi] However, far too often the Judiciary is seen as a department of state to be treated and compared with other departments and not as a separate branch of power with equal responsibilities and duties to those given to Parliament or the Executive to protect the rule of law.
In 2012, former Deputy Chief Justice of South Africa, Justice Moseneke stated that: “The principles of the rule of law, the separation of powers and judicial independence, underscored by international law, are indispensable cornerstones of our constitutional democracy”.[vii] The relations between the different organs of state are complex in the Commonwealth where different legal systems and constitutional orders co-exist side by side. An independent Judiciary however is universally recognised as the most important aspect of the separation of powers.
Judges and magistrates[viii] must decide matters before them in accordance with their assessment of the facts and their understanding of the law, free from any improper influences, inducements or pressures, direct or indirect, from any quarter or for whatever reason.
Appointment and Removal
Constitutional provisions cover the structure of the Judiciary and usually set out the terms and conditions under which the Judiciary operate. This includes provisions for the appointment and removal of the higher Judiciary although the Constitution (or legislation) does not always clearly delineate the role of each organ of state in these processes.
When the Latimer House Guidelines were drafted in 1998, there was a great deal of debate about the best method to ensure independence. The Guidelines provide that “where no independent system already exists, appointments should be made by a judicial services commission (established by the Constitution or by statute) or by an appropriate officer of state acting on the recommendation of such a commission”.[ix]
The Expert Group of Ministers and Commonwealth Associations which formulated the Principles in 2003, agreed that:
“Judicial appointments should be made on the basis of clearly defined criteria and by a publicly declared process. The process should ensure:
- Equality of opportunity for all who are eligible for judicial office;
- Appointment on merit;
- That appropriate consideration be given to the need for the progressive attainment of gender equity and the removal of historic factors of discrimination .”
In 1998, it was recommended that there should be a majority of judges in any appointments or disciplinary commission as they are best placed to assess the competences required for judicial office. However, this can lead to perceptions that the process is entirely judge-led and accusations of it being a closed shop. In some countries members of the Executive and equivalent positions in the opposition are members of Judicial Appointments Commissions or Judicial Services Commissions which deal with both appointments and discipline of judicial officers. The Legislature in some Commonwealth jurisdictions has also sought vetting rights over judicial appointments, and this can adversely impact on the independence of the Judiciary and the separation of powers.
In 2011, the CLA, CLEA and CMJA undertook a Commonwealth-wide analysis of judicial appointments. Their report, published in December 2013[x] on ‘Judicial Appointment Commissions: A Model Clause for Constitutions’ recommended the establishment of a commission with little or no involvement of Parliament or the Executive, and outlined the basic requirements for a Judicial Appointments Commission to be independent not only from government but from business interests so the selection of Commissioners needs to involve as much due diligence as any scrutiny of potential judicial officers to avoid political or business interests. The Report and Model Clause prompted the Commonwealth Secretariat to develop a ‘Model Law on Judicial Services Commissions’ following wide reaching consultations with Chief Justices and senior judges in the Commonwealth. This Model Law was approved by the Commonwealth Law Ministers Meeting in The Bahamas in October 2017. The Model Law itself deals not only with appointments but also disciplinary action against judges.
In order to ensure their independence, judges should not be removed except for the following reasons: for misbehaviour or incapacity. Constitutional provisions usually state the reasons for the removal of a judge of the superior courts. However, Constitutions do not always specify the criteria against which misbehaviour or incapacity can be assessed, and thus these concepts remain prone to misinterpretation.
Mechanisms may be in place (such as the appointment of a tribunal, commission or Committee) to investigate any allegations. However, governments have, in some cases, ignored the provisions of the Constitution and proceeded to remove judges without following due process, or by interpreting their powers as having the authority to suspend, sack or impeach judges without providing the judge in question with an opportunity to “be fully informed of the charges, be represented at a hearing , to make full defence and to be judged by an impartial tribunal” in line with the Latimer House Guidelines of 1998.[xi]
Even when they do follow procedures in the Constitution, there can be interpretation issues as has been witnessed in a number of Commonwealth jurisdictions. There are also particular problems faced by the lower Judiciary (magistrates/district judges). For the Commonwealth and the UN, there is no distinction made between members of the Judiciary working in the lower or higher courts. All are part of the Judiciary, and their independence is paramount to ensure human rights are respected. However, Commonwealth Constitutions rarely mention the independence of the lower Judiciary which the Executive usually deems to be under its control, to be part of the civil service, subject to the same terms and conditions, including removal, as any other civil servant.
The CMJA General Assembly in Turks and Caicos in 2012 "deplored the fact that in parts of the Commonwealth the independence of the magistracy is inadequately safeguarded and requests Council in collaboration with the Commonwealth Secretariat to take positive steps to eliminate these breaches of the Latimer House Principles wherever they occur.” Following a detailed study of the situation across the Commonwealth, the CMJA issued a report on ‘The status of magistrates’ in February 2013 including a set of Guidelines to ensure the independence and integrity of magistrates. A summarised version of the report was presented to the Commonwealth Law Ministers Meeting held in Sydney, Australia in 2011 for consideration. Commonwealth Law Ministers agreed:
“to consider taking appropriate steps to strengthen their domestic legal frameworks and other measures for assuring the independence and integrity of their magistracy in compliance with the Commonwealth fundamental values, having due regard to the suggested Guidelines.”[xii]
Progress with this commitment has been slow. Some jurisdictions continue to treat the lower Judiciary as employees of state with few, if any, Constitutional protections and with no guarantees of security of tenure, fundamental to ensuring independence and integrity.
In 2016, the CMJA produced ‘The Magistrate in the Commonwealth, Fundamental Principles, Recommended Practices’ which was updated in 2020 to support judicial officers working in the lower courts. In 2018, it adopted the ‘Declaration on the Independence and Integrity of the Lower Courts’ (“The Brisbane Declaration”) at its General Assembly to encourage governments to respect the independence of judicial officers at all levels.
Financial control
Whilst the Judiciary should be accountable for the funding it spends, budgetary control has also been used in the power play between the three organs of state.
The Commonwealth (Latimer House) Principles state that: “Adequate resources should be provided for the judicial system to operate effectively without any undue constraints which may hamper the independence sought.”
Suitable and sustainable funding should be provided to enable the judiciary to perform its functions to the highest of standards. In some Commonwealth jurisdictions, the judiciary has been made responsible for its own budget and finances. However, in most, control over the budget and finances still remains in the hands of the Executive which has ultimate control over remuneration of judicial officers and court staff and over the running of the courts, thus impacting on the good administration of justice.[xiii] The Judiciary is far too dependent for the allocation of its resources on the other two organs of state and unfortunately in some cases, the Executive has used this to pressurise the Judiciary.
The CMJA General Assembly in Wellington, New Zealand in September 2015 noted with concern the continued lack of sufficient resources provided to the courts in many Commonwealth countries and pointed out that “the provision of sufficient resources to the courts is a fundamental constitutional obligation of the Executive branch of government”.[xiv] In July 2020, the CMJA published ‘The Principles on Funding and Resourcing the Judiciary in the Commonwealth’, which it hopes will guide the Judiciary and other organs of state so that the Judiciary is sustainably funded to fulfil their tasks. This includes ensuring that judicial officers have security of tenure, their terms and conditions are adequate for them to fulfil their duties and that sufficient funding is also put towards training and education seen as essential for the highest standards in the administration of justice.
Accountability
Raising the case for judicial independence often raises the clamour for accountability from other organs of state. Former Lord Chief Justice of England and Wales, Lord Philips of Worth Maltravers, deplored the increasing tendency to challenge the mandate of the judge. “Some say that our decisions are not legitimate, because we have not been elected. It is claimed that judges are not accountable for their decisions. Such comments are not helpful and stem from a misunderstanding of the role of judges”.
As Sir Jack Beatson, QC, FBA pointed out: “The judges are not free to do what they wish. They are subject to the laws as enacted by Parliament... The independence of the Judiciary is thus, as Sir Igor Judge has observed, not a privilege of the judges themselves…It is necessary for the public in a democratic state. It is necessary to ensure that people are able to live securely, and that their liberty is safeguarded and only interfered with when the law permits it. It is necessary for all of us, but perhaps particularly so for those who espouse unpopular causes or upset the powerful.”[xv]
Judges are in fact accountable in a number of ways. Parties and litigants have a right of appeal of decisions made by judicial officers if they are unhappy with judgements. Increasingly there are assessments of the judgements at the higher level through appeals to regional courts such as the European Court of Human Rights or the East African Court, or in cases referred to the Judicial Committee of the Privy Council. In addition, judges in most Commonwealth countries which follow the common law have to produce reasoned arguments.
Judicial officers across the Commonwealth are guided by the principles of independence which can be found in the Oaths of Office they swear on appointment. Other mechanisms also exist to ensure confidence in the administration of justice, to strengthen the constitutional provisions and assist in ensuring that the principles of impartiality, independence and integrity are applied by judicial officers. Over the last 40 years, Commonwealth judiciaries have developed ethical guidelines for their conduct within and outside of court. Since 1998, the CMJA has been the repository of these guidelines which are refined and amended on a regular basis to keep up to date with modern methods. The importance of continuing judicial education of judicial officers has also been recognised as supporting the highest of standards within the Judiciary in the Commonwealth.
Conclusion
Many of the challenges which currently arise in the Commonwealth derive from a continued lack of understanding by the different organs of state of each other’s role in the governance process, and their role in combating the abuse of power. In order to ensure that there is a better comprehension of their role, responsibilities, duties and limitations, the Edinburgh Plan of Action called for more regular awareness training on basic constitutional principles and their primary roles in the Constitutional process for all Parliamentarians, judicial officers and public servants, on election or appointment.
At the CHOGM in April 2018, Commonwealth Heads of Government reaffirmed their commitment to the Commonwealth (Latimer House) Principles on the Accountability and the Relationship between the Three Branches of Government (2003) as an integral part of the Commonwealth’s fundamental political values. Heads requested the Commonwealth Secretariat work in partnership with other Commonwealth organisations in promoting dialogue between the three branches of government, including through the full application of the Latimer House Toolkit, which provides a practical guide to enhancing the separation of powers.[xvi]
The Principles thus must be seen as a commitment to the core Commonwealth values and as a benchmark by which the performance of all Commonwealth countries should be judged and the Executive, Legislature and Judiciary each have their separate but complimentary roles to play in promoting and protecting the rule of law within their jurisdictions.
For more information about the Commonwealth Magistrates’ and Judges’ Association (CMJA) please visit www.cmja.org.
References:
[i] Article 1 – Commonwealth (Latimer House) Principles on the Three Branches of Government – 2003.
[ii] Principles – Commonwealth Latimer House Guidelines on Parliamentary Supremacy and Judicial Independence – 1998.
[iii] World Justice Project Rule of Law Index 2023 published 25 October 2023.
[iv] A full copy of the report is available at http://www.parliament.act.gov.au/downloads/reports/LHP%20Report%20final.pdf
[v] Paragraph 16 - Senior Officials of Commonwealth Law Ministers Meeting – Communiqué October 2004.
[vi] A/HRC/23/L.9 – Human Rights Council resolution on the “Independence and impartiality of the judiciary, jurors and assessors, and the independence of lawyers Independence and impartiality of the judiciary, jurors and assessors, and the independence of lawyers”- Twenty-third session, June 2013.
[vii] Justice Alliance v President [2012]1 LRC 66 at [40].
[viii] Also described as ‘Judicial Officers’ in this article.
[ix] Article II (1) Commonwealth (Latimer House) Guidelines on Parliamentary Supremacy and Judicial Independence.
[x] Available on the CMJA website www.cmja.org.
[xi] Parliamentary Supremacy and Judicial Independence: The Latimer House Guidelines for the Commonwealth – 1998.
[xii] (Paragraph 8 of the Communiqué).
[xiii] UN Basic Principles: Article 7: “It is the duty of each Member State to provide adequate resources to enable the judiciary to properly perform its functions”.
[xiv] Resolution on Resources, taken at the General Assembly of the CMJA on 17 September 2015.
[xv] Speech given to Nottingham Trent University in September 2008 on “Judicial Independence and Accountability, Pressures and Opportunities”.
[xvi] CHOGM 2018 Communiqué paragraph 13.
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